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Trade reporting and compliance engine
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31	360 Madison Avenue New York, NY[removed]Telephone[removed]Fax[removed]www.bondmarkets.com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-19 12:47:36 Law Financial Industry Regulatory Authority Trade Reporting And Compliance Engine Securities Exchange Act Mary Schapiro U.S. Securities and Exchange Commission Franchising United States securities law Financial regulation Business
32	CSA Notice and Request for Comment Proposed Amendments to National Instrument[removed]Marketplace Operation and National Instrument[removed]Trading Rules April 24, 2014 Introduction The Canadian Securities Administrators ( Add to Reading List Source URL: www.albertasecurities.com Language: English - Date: 2014-07-25 17:31:28 Finance Self-regulatory organizations Financial regulation 73rd United States Congress United States Securities and Exchange Commission Canadian securities regulation Security Securities Act Trade Reporting And Compliance Engine United States securities law Financial economics Financial system
33	Press Release Interactive Data and FINRA Provide Transparency into Structured Securities Market New Report Designed to Increase Transparency into Structured Transactions Add to Reading List Source URL: www.interactivedata.com Language: English - Date: 2014-11-28 16:51:13 Financial system Financial Industry Regulatory Authority Trade Reporting And Compliance Engine Interactive Data Corporation Securities regulation in the United States ACT Market data Selling away OTC Bulletin Board United States securities law Financial economics Finance
34	SAMPLE PRESS RELEASE FOR LOCAL GRANT ANNOUNCEMENT FOR IMMEDIATE RELEASE: FOR MORE INFORMATION: DATE CONTACT NAME PHONE/E-MAIL Add to Reading List Source URL: smartinvesting.ala.org Language: English - Date: 2013-02-18 13:48:54 National Football League Business Economy of the United States Orange County Library System Trade Reporting And Compliance Engine United States securities law Financial Industry Regulatory Authority Securities regulation in the United States
35	finra_logoname_std_bw_solid.eps Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2014-07-30 11:39:13 Professional certification in finance Business Economy of the United States United States General Securities Representative Exam Trade Reporting And Compliance Engine United States securities law Self-regulatory organizations Financial Industry Regulatory Authority
36	[removed]Federal Register / Vol. 79, No[removed]Wednesday, June 4, [removed]Notices further analysis of the Pilot Program and a determination of how the Program shall be structured in the future. In Add to Reading List Source URL: www.c2exchange.com Language: English - Date: 2014-06-04 08:55:46 Financial system Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine Commodity Futures Trading Commission Alternative Trading Systems Self-regulatory organization Security United States securities law Financial regulation Financial economics
37	SEC SRO Release: Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Approving Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-16 08:32:57 Business Financial Industry Regulatory Authority Securities Exchange Act Trade Reporting And Compliance Engine Self-regulatory organization NASDAQ U.S. Securities and Exchange Commission United States securities law Economy of the United States Financial regulation
38	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-11 15:55:17 Financial system Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Bank Secrecy Act Broker-dealer Trade Reporting And Compliance Engine United States securities law Finance Financial economics
39	FINRA: Order Approving Proposed Rule Change To Adopt FINRA Rule[removed]Anti-Money Laundering Compliance Program) in the Consolidated FINRA Rulebook Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-09 13:36:53 Financial system Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Broker-dealer Bank Secrecy Act Trade Reporting And Compliance Engine United States securities law Finance Financial economics
40	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 12, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-13 00:41:48 Investment Financial system Financial Industry Regulatory Authority Alternative display facility Financial services Trade Reporting And Compliance Engine ACT Securities Exchange Act Broker-dealer United States securities law Financial economics Stock market